A Most Significant Geopolitical Development
Strategic Benefits and Strategic Focus
The November 10th, 2020, trilateral agreement signed by Azerbaijani President Ilham Aliyev, Armenian Prime Minister Nikol Pashinyan, and Russian President Vladimir Putin could become the most significant geopolitical development in the South Caucasus since the collapse of the Soviet Union—perhaps even more than the establishment of the Baku‑Tbilisi‑Ceyhan oil and Baku‑Tbilisi‑ Erzurum natural gas pipelines. But it is not yet clear that key actors in the Transatlantic community appreciate this opportunity, especially Washington and Paris, who along with Moscow, comprise the Co‑chairs of the OSCE Minsk Group, the supposedly impartial mediating body of the Nagorno‑Karabakh conflict.
The trilateral agreement could become the most significant geopolitical development in the South Caucasus since the collapse of the Soviet Union. But it is not yet clear that key actors in the Trans‑atlantic community appreciate this opportunity.
The trilateral agreement defines a peace settlement in line with the framework unofficially agreed by the leaders of Armenia and Azerbaijan over a decade ago, and thus stands a good chance to hold. The so‑called “Basic Principles” or “Madrid Principles” were originally tabled by the American Russian, and French Co‑chairs of the Minsk Group in November 2007 at a meeting of OSCE foreign ministers in Madrid.
Land for Peace
The Madrid Document consists, inter alia, of the following elements: the return of the Azerbaijani territories surrounding Nagorno‑Karabakh and occupied by Armenia to Azerbaijan’s control; an interim status for Nagorno‑Karabakh providing guarantees for security and self‑governance; a corridor linking Armenia to Nagorno‑Karabakh; future determination of the final legal status of Nagorno‑Karabakh through a legally binding vote of Nagorno‑Karabakh’s residents; the right of all internally displaced persons and refugees to return to their former places of residence; and international security guarantees that would include a peacekeeping operation.
The underlying bargain was that Azerbaijan regains its seven occupied districts in exchange for security guarantees for the Armenian residents of Nagorno‑Karabakh and a temporary legal status for Nagorno‑Karabakh other than being unambiguously part of Azerbaijan. The Madrid Document thus strikes a balance among three key principles of the 1975 OSCE Helsinki Final Act: territorial integrity of states; non‑use and non‑threat of force; and self‑determination of peoples. The final legal status of Nagorno‑ Karabakh is left to be determined in the future, with Armenians immediately able to claim the region is no longer part of Azerbaijan and Azerbaijanis able to claim the opposite. In this way, constructive ambiguity is used to enable agreement on the above important elements despite irreconcilable differences between the two sides on final legal status.
Though not initially embraced by either Azerbaijan or Armenia, this general approach was unofficially accepted by the t hen‑Pr e s ident of Armenia Serge Sargsian and President of Azerbaijan Ilham Aliyev in January 2009, following a year of fine‑tuning by the Minsk Group Co‑chairs. I personally witnessed their oral agreement in my capacity as the U.S. Co‑chair of the Minsk Group at the time.
This “land for peace” formula remained the framework for negotiations in subsequent years, as the Minsk Group strove to help the leaders of Armenia and Azerbaijan resolve their differences on several details, which were not serious.
Those specific issues were never fully worked out, however, because the leaders of Azerbaijan and Armenia realized they were willing to accept compromises that their general publics were not yet prepared to embrace. The Minsk Group nevertheless came close to finalizing modified versions of the Basic Principles during meetings with the presidents of Azerbaijan and Armenia in Prague in June 2009 and Kazan in June 2011; Putin then offered a promising refinement following a resurgence of fighting in April 2016.
It is therefore not surprising that throughout the Second Karabakh war, both Aliyev and Putin repeatedly called for negotiations to resume according to the framework of the Basic Principles. Indeed, Aliyev and Putin compelled Pashinyan to recommit to the Basic Principles in their October 10th ceasefire agreement, though that truce lasted only a few hours.
In a remarkable November 17th interview with the Rossiya 24 television channel, Putin recounted how on October 19th and 20th—in the wake of Azerbaijan’s dramatic military breakthrough along the Iranian border—he tried to convince Aliyev and Pashinyan to end hostilities in accordance with the Basic Principles. According to Putin, Aliyev was willing to stop, with Azerbaijan’s forces remaining outside Nagorno‑Karabakh itself, as long as internally displaced Azerbaijanis could return to their former homes inside Nagorno‑ Karabakh, especially to the town of Shusha, which is of great cultural importance to both Azerbaijanis and Armenians. Putin said he was surprised when Pashinyan said he perceived the return of displaced Azerbaijanis as a threat, explaining,
I do not quite understand the essence of this hypothetical threat, I mean, it was about the return of civilians to their homes, while the Armenian side was to have retained control over this section of Nagorno‑Karabakh, including Shusha, and meaning that our peacekeepers were there, which we have agreed upon both with Armenia and Azerbaijan. At that point, the prime minister told me that his country could not agree to this, and that it would struggle and fight.
Pashinyan’s refusal to accept this deal proved to be extremely costly for Armenia. Azerbaijan immediately resumed its offensive, regaining control of its districts of Qubadli and Zengilan, then moving into Lachin District and onward to Nagorno‑Karabakh itself. Azerbaijan’s main goal was to regain Shusha, whose population before the First Karabakh War was overwhelmingly Azerbaijani and which is situated on the commanding heights above Nagorno‑Karabakh’s capital, Khankendi (or Stepanakert, for Armenians). By regaining Shusha, Azerbaijan would cut off the road connecting Armenia to Nagorno‑Karabakh, enabling Baku to end the military phase of the war from a position of extreme negotiating strength.
And this is exactly what happened.
Drifting Back to War
Following four days of intense fighting in the forested hills surrounding Shusha—often involving hand‑to‑hand combat— Azerbaijani special forces scaled the cliffs beneath the city and regained control of it on November 8th. Despite popular sentiment for the Azerbaijani military to carry the fighting into Khankendi/Stepanakert and then beyond to liberate all of Nagorno‑Karabakh by force, Aliyev exercised strategic restraint, realizing that Azerbaijan had won the war and could consolidate its victory at the negotiating table with no further loss of life.
Despite popular sentiment for the Azerbaijani military to carry the fighting into Khankendi and beyond to liberate all of Nagorno‑Karabakh by force, Aliyev exercised strategic restraint, realizing that Azerbaijan had won the war and could consolidate its victory at the negotiating table with no further loss of life.
The trilateral agreement followed two days later. It incorporated most of the Basic Principles, including the return of Azerbaijan’s occupied districts to Baku’s control, as well as the right of return of all displaced persons and refugees, but with three significant changes to Armenia’s severe disadvantage: first, the omission of any mention of a possible change in Nagorno‑ Karabakh’s legal status; second, a new transit corridor connecting Azerbaijan’s exclave of Nakhchivan with the rest of Azerbaijan via Armenian territory; and third, the return of Shusha to Azerbaijan’s control.
The November 10th trilateral agreement has been met with violent protests in Yerevan. In one instance, a mob stormed the Armenian parliament and severely beat its Speaker. Days later, the country’s security services announced they had foiled an alleged plot to assassinate Pashinyan. And President Armen Sarkissian has called for snap elections.
At the time of writing (early December 2020), thousands of demonstrators continue to gather daily in Yerevan, blocking streets and demanding that Pashinyan resign. Whether Pashinyan is able to survive politically is unclear. What is certain, however, is that his reckless approach to relations with Azerbaijan— including his abandonment of the Basic Principles—precipitated a war that produced Armenia’s greatest strategic defeat in over a century.
Pashinyan’s reckless approach precipitated a war that produced Armenia’s greatest strategic defeat in over a century.
Pashinyan’s premiership did not begin this way. His rise to power via Armenia’s “velvet revolution” in May 2018 initially generated widespread hope that he might reinvigorate the Nagorno‑Karabakh peace process. This was true even among my interlocutors at the highest governmental level in Baku. After all, Pashinyan had ousted Armenia’s old political regime, which had been led for 20 years by former leaders of Nagorno‑Karabakh.
And this appeared to be happening in late 2018 and early 2019, thanks to three constructive meetings between Pashinyan and Aliyev. These discussions produced a new communications channel and an unprecedented joint commitment “to prepare the populations for peace.” This latter point was particularly significant, given the aforementioned reluctance of Pashinyan’s predecessor, Serge Sarkissian, as well as that of Aliyev, to confront public opposition to almost any compromise in their respective countries.
During the first half of 2019, however, Armenia’s popular prime minister began to shift his approach. In March 2019, Pashinyan declared that Nagorno‑ Karabakh’s ethnic‑Armenian authorities must participate in negotiations. Couching this demand in conciliatory language, he claimed to seek a fresh approach in pursuit of a settlement that was acceptable to the peoples of Armenia, Nagorno‑Karabakh (the unrecognized “Republic of Artsakh”), and Azerbaijan. In reality, however, this demand would undermine the logic of the Madrid Principles by granting Armenia up front the primary concession it sought from Azerbaijan—namely a changed legal status for Nagorno‑Karabakh equivalent to that of Azerbaijan and Armenia—but without giving anything in return to Azerbaijan.
Pashinyan’s shift seemed to result from political weakness. Lacking a strong political organization of his own, the new prime minister struggled to consolidate his political authority and implement his promised reforms. He faced severe opposition from the previous political elite, comprised of the former “Karabakh Clan” and business oligarchs based in Yerevan and Moscow, supported by vocal and wealthy diasporas in Russia, France, and the United States. Armenian nationalists—especially the Armenian Revolutionary Federation (or Dashnaksutyun)—rejected the “Basic Principles” and the notion of surrendering any land to Azerbaijan, dreaming instead of recreating antiquity’s “Greater Armenia” by carving out territory from present‑day Turkey, Syria, Iraq, Iran, Georgia, and Azerbaijan. Thus, in January 2019, Dahnaksutyun’s U.S. chapter, the Armenian National Committee of America (ANCA), urged Yerevan to repudiate the Madrid Principles as an empty formula of “land for paper.”
Pashinyan’s drift away from the Basic Principles accelerated in the spring and summer of 2019. In May, he and his minster of defense, David Tonoyan, declared that the Madrid Principles’ approach of “land for peace” had been replaced by a new doctrine of “new wars for new territories.” That same month, Pashinyan publicly repudiated the Basic Principles. Finally, in August 2019, Pashinyan traveled to Stepanakert/Khankendi and announced, “Nagorno‑Karabakh is Armenia. Period,” leading public chants calling for Nagorno‑Karabakh’s unification with Armenia.
Clearly Not A Peacemaker
After the Armenian leader walked away from the longstanding framework for a Nagorno‑Karabakh settlement, the Minsk Group process was effectively dead. During the first half of 2020, however, the COVID‑19 pandemic froze the deterioration of Armenia‑Azerbaijan relations, as both countries struggled to contain the new coronavirus.
As the rate of COVID‑19 infections flattened in summer, tensions between Armenia and Azerbaijan heated up again. In July, the two countries exchanged heavy artillery fire along the Armenia‑ Azerbaijan border, relatively far from Nagorno‑Karabakh but close to the hydrocarbon pipelines, rail and road links, and fiberoptic cables that are essential to Azerbaijan’s independence, economic vitality, and strategic significance. Because part of the fighting spilled from Azerbaijan onto Armenian territory, Pashinyan eyed an opportunity to invoke the Russian‑led Collective Security Treaty Organization (CSTO) pledge that an attack on one member state is an attack on all.
Yerevan therefore requested an emergency session of the CSTO, which it then quickly withdrew in response to an evenhanded CSTO statement, issued on July 14th, that criticized the “violation of the ceasefire agreed by the leaderships of [both] Armenia and Azerbaijan.” This failure to elicit a statement of support from Armenia’s military allies should have served as a warning to Pashinyan that Putin would not allow Russia to be drawn into fighting on the territory of Azerbaijan. Yet the Armenian leader continued to ratchet up tension with Azerbaijan.
Russia and Turkey filled the diplomatic vacuum left by the U.S. and France following the July clashes: Moscow called a snap military drill with Armenian forces and Russian troops stationed at Russia’s 102nd army base in Gyumri, Armenia; Ankara reciprocated with joint Turkish and Azerbaijani military exercises in Azerbaijan. As tensions rose, many observers feared Turkey and Russia could be drawn into a regional war on opposing sides.
Rather than seeking to calm tensions, Pashinyan instead reopened a deep historical wound in Turkey. On August 10th, he publicly commemorated the centennial of the Treaty of Sèvres—the agreement between the Allied Powers of World War I and the Ottoman Empire that signaled the start of the Ottoman Empire’s dismemberment. That accord called for the transfer of several regions of eastern Anatolia to the new, independent state of Armenia. Though never fully implemented and eventually supplanted by the Treaty of Lausanne in 1923, any mention of the Treaty of Sèvres stirs nationalist emotions and fears of irredentism in Turkey to this day. Ankara thus viewed Pashinyan’s move as reckless and hostile, and raised its political and military support to Baku to unprecedented levels.
This string of provocations led Steven Sackur, the host of the BBC’s “Hardtalk” program, to observe during his August 14th interview with Pashinyan, “You came to power talking about finding a path to peace but [...] your nationalist position on Nagorno‑Karabakh [...] doesn’t seem to have a meaningful peace element.” Sackur further noted that Pashinyan’s visit to Stepankert/ Khankendi one year earlier, coupled with his abandonment of the Basic Principles, led him to conclude, “you clearly are not a peacemaker.”
Pashinyan nevertheless continued barreling toward armed confrontation with Azerbaijan. In late August 2020, the prime minister’s wife, Anna Hakobyan, participated in a military training course in Nagorno‑Karabakh with 15 female residents of the region. This occurred just after their son, Ashot, had completed his two‑year military service in Nagorno‑Karabakh
Finally, on September 19th, the de‑facto leader of Nagorno‑ Karabakh, Arayik Haratunyan, announced plans to relocate the legislature of Nagorno‑Karabakh to Shusha. At this point, Baku concluded that any chance to recover its occupied territories via negotiations had evaporated.
The Second Karabakh War began eight days later. Azerbaijan relied heavily on Turkish (and Israeli) unmanned aerial vehicles, coupled with innovative, battle‑tested Turkish military tactics, to decimate Armenia’s army and bypass its heavy fortifications. By mid‑October, Azerbaijan’s battlefield victories were so dramatic and so rapid as to surprise even the country’s top leaders.
What Went Wrong
Looking back at my own experience working with his predecessors, Pashinyan’s approach to the Nagorno‑Karabakh conflict was disturbing. Though conventional wisdom held that previous Armenian presidents Robert Kocharian and Serge Sarkissian were hardline leaders of the “Karabakh Clan,” in practice they and their foreign ministers were constructive and creative. For example, during my first visit to Yerevan as the U.S. Co‑chair of the Minsk Group in June 2006, then‑Foreign Minister Vartan Oskanian proposed a tradeoff involving Nagorno‑Karabakh’s legal status and the return of the Azerbaijani territories surrounding Nagorno‑Karabakh, which I had independently been thinking about in Washington and believed Baku might accept.
During the next three and a half years, my fellow Minsk Group Co‑chairs—Russia’s Yuriy Merzlyakov and France’s Bernard Fassier— and I built on this constructive Armenian proposal. Oskanian’s successor, Eduard Nalbandian, and his Azerbaijani counterpart Elmar Mammadyarov, worked with us in a collaborative albeit competitive spirit. We also enjoyed active support from Russian Foreign Minister Sergey Lavrov and then‑ Russian President Dmitriy Medvedev. During a lunch for the Minsk Group Co‑chairs hosted by Lavrov in September 2008—a month after Russia invaded Georgia—I observed that, as misaligned as Washington and Moscow were on Georgia, we were equally aligned with regard to the Nagorno‑ Karabakh conflict.
Our joint efforts culminated in the unofficial agreement to the Madrid Principles by Aliyev and Kocharian’s successor, Serge Sarkissian, in January 2009.
Seen in this context, Moscow was understandably unimpressed by Pashinyan’s rejection of the Madrid Principles. Complicating matters further was the fact that he had come to power via popular protests and, having overthrown an entrenched regime, made promises to undertake sweeping democratic and anti‑corruption reforms—a scenario that represents Putin’s worst political nightmare. In response to Pashinyan’s repeated pleadings for direct Russian military support, Putin thus made clear that Moscow’s CSTO obligation to defend Armenia was valid only if Armenia’s territory was attacked, whereas the Nagorno‑Karabakh war was being fought on the territory of Azerbaijan.
Washington and Paris, in contrast, did not share Moscow’s appreciation of the threat to peace posed by Pashinyan’s provocations and his stated policy of “new wars for new territories.” Pashinyan’s dire warnings that Turkey and Azerbaijan aimed to “continue the Armenian genocide” proved to be false but nevertheless resonated among many U.S. and European analysts.
Some prominent U.S. experts continue to argue that Azerbaijan and Turkey will conduct ethnic cleansing in Nagorno‑Karabakh in the future, even if not yet. Senior U.S. officials seem to share this disdain for Turkish and Azerbaijani actions. For example, during a December 2nd video conference of NATO’s foreign ministers, outgoing U.S. Secretary of State Mike Pompeo reportedly denounced Turkey for what he viewed as aggressive behavior with regard to the Second Karabakh War.
Top French officials have been even more vocal in supporting Armenia at Azerbaijan’s expense, rather than remaining impartial as required of a Minsk Group Co‑chair. Just after the trilateral agreement was signed, French Foreign Minister Jean‑Yves Le Drian issued a one‑sided statement in which he noted,
France reaffirms its wholehearted friendship with the Armenian people in light of our close human, cultural, and historic ties with Armenia. In these tragic circumstances, we stand alongside it. In particular, we will work to lend it all the humanitarian support it needs, especially for those Armenians who were displaced by the fighting.
Le Drian failed to mention, however, that the November 10th agreement clears the way for Azerbaijanis to return to their former places of residence from which they were displaced during the First Karabakh War. Instead, he warned Baku, “We expect Azerbaijan to strictly uphold the commitments that it has made and to put an immediate end to its offensive,” adding, “In this context, we call on Turkey not to do anything that goes against this key priority.”
The French Senate went ever further than Le Drian in tilting toward Armenia, issuing a resolution on November 25th suggesting that France recognize the independence of the “Republic of Artsakh.” Although riddled with factual errors and having prompted a clarification from the French Foreign Ministry’s Secretary of State, Jean‑Baptiste Lemoyne, that the Government of France had no intention to recognize the independence of Nagorno‑Karabakh, the Senate resolution accurately reflects deep bias among many French authorities against both Turkey and Azerbaijan. The document thus “Condemns Azerbaijan’s military aggression, carried out with the support of Turkish authorities” and declares “the expansionist policy led by Turkey is a major factor of destabilization in the Eastern Mediterranean, the Near and Middle East, and now in the South Caucasus.”
Four Strategic Benefits
While such biases can be explained by the influence of France’s Armenian diaspora in domestic politics, it is more difficult to understand how Paris, as well as Washington, fail to see four strategic benefits to the Transatlantic Community from the November 10th trilateral agreement.
First, the agreement settles the fundamental elements of the Nagorno‑ Karabakh conflict according to a general framework that was previously agreed by both Armenia and Azerbaijan, albeit unofficially, which means it is essentially just. The trilateral agreement is therefore likely to endure, and thereby eliminate a regional flashpoint for the foreseeable future. While the Armenian side may eventually insist on a new round of negotiations on the legal status of the portion of Nagorno‑Karabakh over which it retains control, the conflict has now been transformed into a nettlesome political and legal dispute—one in which military force is unlikely to play a role. The Nagorno‑Karabakh conflict has therefore become more akin to the Cyprus Question than to “a frozen conflict.”
Second, by mandating the reopening of all transit links in the region, the November 10th agreement clears the way for the eventual normalization of Armenia‑Turkey relations. Having actively participated in negotiations of the previous normalization agreement between the two countries in 2009, it was clear to me then that Turkey’s parliament would ratify the so‑called Zurich Protocols only if there was a breakthrough in settling the Nagorno‑Karabakh conflict. That breakthrough is now a reality. New and positive vectors of cooperation could therefore soon emerge, potentially catalyzing new trade and investment flows and joint infrastructure projects—as well as new forms of political cooperation—that would benefit Armenia, Azerbaijan, and Turkey.
Third, the trilateral agreement mandates a new transportation link between Azerbaijan’s exclave of Nakhchivan and the rest of Azerbaijan via Armenian territory. This new road will significantly reduce Nakhchivan’s dependence on Iran for the transport of energy and other vital goods.
Fourth, the November 10th agreement provides NATO a military presence in Azerbaijan by virtue of Turkey’s participation in peacekeeping operations. From Moscow’s perspective, Turkish peacekeepers mean NATO troops, which can now open new geostrategic opportunities for the Atlantic alliance. Moreover, Turkey’s peacekeepers balance those of Russia, constraining the extent of destabilizing actions Russian peacekeepers can undertake, as they have often done in Georgia and Moldova.
While the presence of Russian peacekeepers is a geostrategic setback for both Azerbaijan and NATO, as a practical matter, these troops fulfilled an urgent requirement to separate Azerbaijani and Armenian troops on the battlefield and enable the ceasefire to take hold. Additionally, given Russia’s historical role as a protector of Armenia against its Turkic neighbors, only Russian peacekeepers could provide Armenian residents of Nagorno‑ Karabakh a sufficient sense of security to allow them to return to their homes, and indeed, thousands of Armenians now appear to be returning to Stepanakert/Khankendi.
Azerbaijan, meanwhile, seems committed to encouraging as many Armenians as possible to return to and remain in their homes. As Azerbaijani Foreign Minister Jayhun Bayramov stated on November 27th, “We are entering a new stage, a stage of reconstruction and rehabilitation, a stage of restoration and coexistence.”
Maintaining Strategic Focus
As the Government of Azerbaijan now formulates its reconstruction plan for its regained territories, its estimate of the damage caused by recent military operations and destruction by former Armenian residents is over $100 billion. Rebuilding tasks include demining (with three years required before the region’s former residents can safely return), shelter, longer‑term housing, and the full range of physical infrastructure (including electricity, natural gas, water, sanitation, and roads). Azerbaijan will need to rely heavily on help from the international community to meet these needs. International goodwill and expertise will also be crucial to reducing enmity and restoring a sense of trust required to rebuild communities psychologically, as Armenians and Azerbaijanis eventually become neighbors again in Nagorno‑ Karabakh.
Azerbaijan can increase its chances of achieving such international support if it maintains the moral high ground. Baku’s recent agreement to allow ten extra days for Armenians to depart Kelbajar District and the announcement by Azerbaijan’s Prosecutor General of investigations into alleged war crimes by both Azerbaijani and Armenian troops should help attract such assistance.
For now, however, Azerbaijan should expect continued misunderstanding from Paris and Washington, given that time will be needed for a positive post‑conflict track record by Baku to be recognized. Meanwhile, Armenians and members of Armenian diasporas will endure a painful period of soul‑searching as they struggle to come to terms with their shocking defeat. Some of these will be thoughtful, as those of Jirair Libaridian, the wise former Nagorno‑ Karabakh advisor to Armenia’s first post‑Soviet president. Others will be provocative and disturbing, such as the recent call in a prominent Armenian‑American news outlet for Armenia to harvest the radioactive materials from its Metsamor nuclear power plant for a “dirty bomb” to be dropped on Baku.
Throughout this turmoil, Azerbaijan should maintain its strategic focus, as when it stopped its offensive after capturing Shusha, having realized it had won the military phase of the war and could now spare hundreds of Azerbaijani and Armenian lives. While unpopular among Azerbaijanis who wished to see their army regain all of Nagorno‑ Karabakh by force, this show of strategic restraint reflected the wisdom of the great nineteenth century Prussian military strategist Karl von Clausewitz, who taught the world that “war is the continuation of politics by other means.” In other words, wars are fought to achieve political goals, with victory ultimately won at the negotiating table. Military force is a diplomatic tool used to reshape the political space of a peace agreement, rather than as an end in itself.
The trilateral agreement transformed the greatest military victory in Azerbaijan’s history into its greatest diplomatic victory.
The November 10th trilateral agreement transformed the greatest military victory in Azerbaijan’s history into its greatest diplomatic victory. It is now the responsibility of all Azerbaijanis to consolidate these national triumphs into a prosperous and peaceful future, with Azerbaijan recognized internationally as restoring the chance for Armenians and Azerbaijanis once again to live side‑by‑side.